Category Archives: News
ASIC Funding Levy relief for financial advisers confirmed
AFA News 18 November 2021. On Thursday 11 November 2021, ASIC released their finalised Cost Recovery Implementation Statement (CRIS) that sets out the Funding Levy that applies to each of […]
Is a general advice only model an option?
AFA News 18 November 2021. The AFA has recently received a number of questions from advisers who are yet to pass the FASEA exam, who are responding to suggestions that […]
ASIC releases guidance on Records of Advice
AFA News 18 November 2021. On Friday 5 November 2021, ASIC issued a media release providing guidance and examples on Records of Advice. This guidance fills an important gap and […]
FASEA Code of Ethics – important implications
AFA News 18 November 2021. On 26 November 2019, ASIC issued a media release to signal their approach to the FASEA Code of Ethics and the fact that they would […]
FASEA consults on changes to Code of Ethics Standard 3
AFA News 4 November 2021. Yesterday FASEA released a long-awaited consultation paper on potential changes to Standard 3 of the FASEA Code of Ethics. The AFA warmly welcomes this process, […]
