The FASEA Code of Ethics imposes ethical duties on financial advisers and is designed to encourage higher standards of behaviour and professionalism in the financial services industry.
BREAKING NEWS:
On Monday 5 October 2020, FASEA released a new Guidance Document on the FASEA Code of Ethics. FASEA is undertaking a consultation with respect to this guidance document and have welcomed submissions up until 2 November 2020. The AFA will be making a submission to FASEA and we welcome any feedback from members to policy@afa.asn.au
Click here to view the FASEA Code of Ethics Guidance released October 2020.
Previous Guidance Documents:
FG002 Financial Planners and Advisers Code of Ethics 2019 Guidance – December 2019
FG002 Financial Planners and Advisers Code of Ethics 2019 Guidance – October 2019
Refer to the AFA analysis on the October 2019 version of the FASEA Code of Ethics Guidance.
AFA analysis on the FASEA Code of Ethics – An Impossible Puzzle – 12 November 2019
For any queries please email policy@afa.asn.au
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