Code of Ethics

FASEA Code of Ethics

The FASEA Code of Ethics imposes ethical duties on financial advisers and is designed to encourage higher standards of behaviour and professionalism in the financial services industry.

BREAKING NEWS:

On Monday 5 October 2020, FASEA released a new Guidance Document on the FASEA Code of Ethics. FASEA is undertaking a consultation with respect to this guidance document and have welcomed submissions up until 2 November 2020. The AFA will be making a submission to FASEA and we welcome any feedback from members to policy@afa.asn.au

Click here to view the FASEA Code of Ethics Guidance released October 2020.

Previous Guidance Documents:

FG002 Financial Planners and Advisers Code of Ethics 2019 Guidance – December 2019

FG002 Financial Planners and Advisers Code of Ethics 2019 Guidance – October 2019

Refer to the AFA analysis on the October 2019 version of the FASEA Code of Ethics Guidance. 

AFA analysis on the FASEA Code of Ethics – An Impossible Puzzle – 12 November 2019

For any queries please email policy@afa.asn.au